Guideline:
Bibliographic Source(s)
- Morgenthaler TI Kapen S Lee-Chiong T Alessi C Boehlecke B Brown T Coleman J Friedman L Kapur V Owens J Pancer J Swick T Standards of Practice Committee American Academy of Sleep Medicine. Practice parameters for the medical therapy of obstructive sleep apnea. Sleep 2006 Aug 1;29(8):1031-5. [65 references] PubMed
Guideline Status
This is the current release of the guideline.
Guideline Category
Treatment
Intended Users
Advanced Practice Nurses
Nurses
Physician Assistants
Physicians
Guideline Objective(s)
To provide recommendations regarding the use of medical therapy (defined as therapies other than modification of upper airway patency with devices or surgical interventions) for the treatment of obstructive sleep apnea (OSA)
Target Population
Adults with obstructive sleep apnea
Interventions and Practices Considered
- Dietary weight loss
- Combination of dietary weight loss with primary treatment for obstructive sleep apnea (i.e. positive airway pressure dental devices surgery)
- Weight loss by bariatric surgery
- Treatment with modafinil
- Treatment with topical nasal corticosteroids
- Use of positional therapy
Note. The following interventions were considered by the authors but not recommended:
- Selective serotonergic uptake inhibitors (ssris)
- Protriptyline (not recommended as a primary treatment for OSA)
- Methylxanthine derivatives (aminophylline and theophylline)
- Estrogen therapy (estrogen preparations with or without progesterone)
- Oxygen supplementation (not recommended as a primary treatment for OSA)
- Short-acting nasal decongestants
Major Outcomes Considered
- Incidence of obstructive sleep apnea (OSA)
- Apnea-hypoxia index (AHI)
- Oxygen desaturation indices
- Incidence and severity of excessive daytime sleepiness
Methods Used to Collect/Select Evidence
Searches of Electronic Databases
Description of Methods used to Collect/Select the Evidence
Evidence was collected by the authors of the companion document Medical Therapy for Obstructive Sleep Apnea: A Review by the Medical Therapy for Obstructive Sleep Apnea Task Force of the Standards of Practice Committee of the American Academy of Sleep Medicine.
A PubMed search (http://www.ncbi.nlm.nih.gov/entrez/query.fcgi) was conducted for key words: sleep apnea or obstructive sleep apnea with bariatric surgery diet therapy oxygen supplemental oxygen drug therapy pharmacotherapy medical endocrine position weight reduction weight loss rhinitis nasal symptoms nasal therapy. Literature searches were limited to clinical studies published in the English language between 1985 and January 2005. A search update in April 2005 was conducted on PubMed for "obstructive sleep apnea" and "therapy" with screening of abstracts to ensure completeness of review. Inclusion criteria for the articles included: English language clinical trials polysomnography end-points of apnea and/or hypopnea indices and adult subjects. Exclusion criteria included case reports subjects <20 years of age and use of non-united states food and drug administration-approved medications. in addition to reviewing pertinent findings in the studies meeting the exclusion criteria the authors of the companion document presented data from additional studies where further insight has been>
Of the 1750 abstracts identified by the key word search 135 studies were identified as qualifying for the above inclusion and exclusion criteria and relevant to the categories of weight loss pharmacotherapies delivery of supplemental oxygen and positional therapy. Overall most of the qualifying studies identified provided Level II or Level III evidence for the effectiveness of an intervention (see Rating Scheme for the Strength of the Evidence) on improving the apnea-hypopnea index (AHI) Very few studies presented data on neurobehavioral metabolic or cardiovascular outcomes. In addition very few of the papers compare medical therapies to continuous positive airway pressure (CPAP) outcomes.
Number of Source Documents
Not stated
Methods Used to Assess the Quality and Strength of the Evidence
Weighting According to a Rating Scheme (Scheme Given)
Rating Scheme for the Strength of the Evidence
American Academy of Sleep Medicine Classification of Evidence
Level I Randomized well-designed trials with low alpha and beta levels*
Level II Randomized trials with high alpha and beta levels*
Level III Nonrandomized concurrently controlled studies
Level IV Nonrandomized historically controlled studies
Level V Case series
*Alpha (type I error) refers to the probability that the null hypothesis is rejected when in fact it is true (generally acceptable at 5% or less or p<0.05). beta (type ii error) refers to the probability that the null hypothesis is mistakenly accepted when in fact it is false (generally trials accept beta error of 0.20). the estimation of type ii error is generally the result of power analysis. the power analysis takes into account the variability and the effect size to determine if sample size is adequate to find difference in means when it is present (power generally acceptable at>
Methods Used to Analyze the Evidence
Systematic Review with Evidence Tables
Description of the Methods Used to Analyze the Evidence
Studies described in this report have each been characterized with evidence levels using criteria listed in Table 2 of the review paper accompanying the original guideline document (see "Availability of Companion Documents" field).
Methods Used to Formulate the Recommendations
Expert Consensus
Description of Methods Used to Formulate the Recommendations
The Standards of Practice Committee of the American Academy of Sleep Medicine (AASM) developed the recommendations based on the companion document Medical Therapy for Obstructive Sleep Apnea: A Review by the Medical Therapy for Obstructive Sleep Apnea Task Force of the Standards of Practice Committee of the American Academy of Sleep Medicine. A Task Force of content experts was appointed by the AASM to review and grade evidence in the scientific literature regarding therapies for obstructive sleep apnea not covered by previous practice parameters.
Rating Scheme for the Strength of the Recommendations
American Academy of Sleep Medicine Levels of Recommendations
Standard This is a generally accepted patient-care strategy which reflects a high degree of clinical certainty. The term standard generally implies the use of Level I Evidence which directly addresses the clinical issue or overwhelming Level II Evidence.
Guideline This is a patient-care strategy which reflects a moderate degree of clinical certainty. The term guideline implies the use of Level II Evidence or a consensus of Level III Evidence.
Option This is a patient-care strategy which reflects uncertain clinical use. The term option implies either inconclusive or conflicting evidence or conflicting expert opinion.
Cost Analysis
A formal cost analysis was not performed and published cost analyses were not reviewed.
Method of Guideline Validation
Internal Peer Review
Description of Method of Guideline Validation
The Board of Directors of the American Academy of Sleep Medicine approved these recommendations.
Major Recommendations
Each recommendation is rated based on the level of the recommendation. Definitions of the levels of the evidence (levels I-V) and levels of the recommendations (Standard Guideline Option) are presented at the end of the "Major Recommendations" field.
Weight Reduction
Successful dietary weight loss may improve the apnea-hypopnea index (AHI) in obese obstructive sleep apnea (OSA) patients. (Guideline)
This parameter is based on one Level I one Level II and 2 Level III papers.
Dietary weight loss should be combined with a primary treatment for OSA. (Kushida et al. 2005; Kushida et al. 2006; American Sleep Disorders Association 1996) (Option)
Bariatric surgery may be adjunctive in the treatment of OSA in obese patients. (Option)
There are no Level I-III studies of bariatric surgery for OSA specifically. However many non-randomized uncontrolled investigations are now available show improvements in AHI with weight loss and therefore there is consensus among members of the Task Force and the Standards of Practice Committee that bariatric surgery may play a role in the treatment of morbidly obese OSA patients as an adjunct to less invasive and rapidly active first-line therapies such as positive airway pressure (PAP).
Pharmacologic Agents
Selective serotonergic uptake inhibitors (SSRIs) are not recommended for treatment of OSA. (Standard)
The above recommendation is derived from 2 Level II publications and one level V using paroxetine and fluoxetine.
Protriptyline is not recommended as a primary treatment for OSA. (Guideline)
Three Level II and one Level V papers form the basis of this recommendation.
Methylxanthine derivatives (aminophylline and theophylline) are not recommended for treatment of OSA. (Standard)
For this recommendation there are 3 Level II publications all of which report similar negative findings.
Estrogen therapy (estrogen preparations with or without progesterone) is not indicated for the treatment of OSA. (Standard)
This recommendation is based on the results of 4 Level I 3 Level II and one Level V publications.
Modafinil is recommended for the treatment of residual excessive daytime sleepiness in OSA patients who have sleepiness despite effective positive airway pressure (PAP) treatment and who are lacking any other identifiable cause for their sleepiness. (Standard)
All five studies included in the review (3 Level I one Level II and one Level V) attest to the partial effectiveness of modafinil in the management of residual sleepiness in patients with treated OSA who have no other identifiable reason for hypersomnolence.
Supplemental Oxygen
Oxygen supplementation is not recommended as a primary treatment for OSA. (Option)
There are 2 Level II and 2 Level III studies that show oxygen administration improves oxygenation parameters in patients with OSA.
Medical Therapies Intended To Improve Nasal Patency
Short-acting nasal decongestants are not recommended for treatment of OSA. (Option)
One level II study showed little additive effect of oxymetazoline to positional therapy in improving AHI.
Topical nasal corticosteroids may improve the AHI in patients with OSA and concurrent rhinitis and thus may be a useful adjunct to primary therapies for OSA. (Guideline)
This recommendation is based upon the results of one level I study that demonstrated an improvement in mean AHI from 20 to 12 events/hr using fluticasone nasal spray.
Positional Therapies
Positional therapy consisting of a method that keeps the patient in a non-supine position is an effective secondary therapy or can be a supplement to primary therapies for OSA in patients who have a low AHI in the non-supine versus that in the supine position. (Guideline)
Patients who normalize their AHI when they sleep in a nonsupine position tend to have less severe OSA to be less obese and to be younger. Three Level II studies form the basis for this practice parameter one of which compared supine with an upright position.
Definitions:
American Academy of Sleep Medicine Classification of Evidence
Level I Randomized well-designed trials with low alpha and beta levels*
Level II Randomized trials with high alpha and beta levels*
Level III Nonrandomized concurrently controlled studies
Level IV Nonrandomized historically controlled studies
Level V Case series
*Alpha (type I error) refers to the probability that the null hypothesis is rejected when in fact it is true (generally acceptable at 5% or less or p<0.05). beta (type ii error) refers to the probability that the null hypothesis is mistakenly accepted when in fact it is false (generally trials accept beta error of 0.20). the estimation of type ii error is generally the result of power analysis. the power analysis takes into account the variability and the effect size to determine if sample size is adequate to find difference in means when it is present (power generally acceptable at>
American Academy of Sleep Medicine Levels of Recommendations
Standard This is a generally accepted patient-care strategy which reflects a high degree of clinical certainty. The term standard generally implies the use of Level I Evidence which directly addresses the clinical issue or overwhelming Level II Evidence.
Guideline This is a patient-care strategy which reflects a moderate degree of clinical certainty. The term guideline implies the use of Level II Evidence or a consensus of Level III Evidence.
Option This is a patient-care strategy which reflects uncertain clinical use. The term option implies either inconclusive or conflicting evidence or conflicting expert opinion.
Clinical Algorithm(s)
None provided
References Supporting the Recommendations
- American Sleep Disorders Association. Practice parameters for the treatment of obstructive sleep apnea in adults: the efficacy of surgical modifications of the upper airway. Sleep - Europe 1996 Feb;19(2):152-5. [6 references] PubMed
- Kushida CA Littner MR Hirshkowitz M Morgenthaler TI Alessi CA Bailey D Boehlecke B Brown TM Coleman J Jr Friedman L Kapen S Kapur VK Kramer M Lee-Chiong T Owens J Pancer JP Swick TJ Wise MS American Academy of Sleep Medicine. Practice parameters for the use of continuous and bilevel positive airway pressure devices to treat adult patients with sleep-related breathing disorders. Sleep 2006 Mar 1;29(3):375-80. [94 references] PubMed
- Kushida CA Morgenthaler TI Littner MR Alessi CA Bailey D Coleman J Jr Friedman L Hirshkowitz M Kapen S Kramer M Lee-Chiong T Owens J Pancer JP. Practice parameters for the treatment of snoring and obstructive sleep apnea with oral appliances: an update for 2005. Sleep 2006 Feb 1;29(2):240-3. [8 references] PubMed
Type of Evidence supporting the Recommendations
The type of supporting evidence is identified and graded for each recommendation (see "Major Recommendations" field).
Potential Benefits
Decreased incidence and severity of obstructive sleep apnea (OSA) and associated excessive daytime sleepiness cognitive disturbances depression hypertension cardiovascular disease and cerebrovascular disease
Potential Harms
- Use of modafinil: Blood pressure must be monitored because of mild elevations reported in some obstructive sleep apnea (OSA) patients using modafinil.
- Use of bariatric surgery: A cautionary note is warranted because of reports of recurrence of OSA after several years even without regaining of weight. Also bariatric surgery is not without complications.
Qualifying Statements
These practice parameters define principles of practice that should meet the needs of most patients in most situations. These guidelines should not however be considered inclusive of all proper methods of care or exclusive of other methods of care reasonably directed to obtaining the same results. The ultimate judgment regarding propriety of any specific care must be made by the physician in light of the individual circumstances presented by the patient available diagnostic tools accessible treatment options and resources.
Description of Implementation Strategy
An implementation strategy was not provided.
IOM Care Need
Getting Better
IOM Domain
Effectiveness
Patient-centeredness
Bibliographic Source(s)
- Morgenthaler TI Kapen S Lee-Chiong T Alessi C Boehlecke B Brown T Coleman J Friedman L Kapur V Owens J Pancer J Swick T Standards of Practice Committee American Academy of Sleep Medicine. Practice parameters for the medical therapy of obstructive sleep apnea. Sleep 2006 Aug 1;29(8):1031-5. [65 references] PubMed
Adaptation
Not applicable: The guideline was not adapted from another source.
Source(s) of Funding
American Academy of Sleep Medicine
Guideline Committee
Standards of Practice Committee
Composition of Group that Authored the Guideline
Committee Members: Timothy I. Morgenthaler MD Mayo Clinic Rochester MN; Sheldon Kapen MD Detroit VA Medical Center Detroit MI; Teofilo Lee-Chiong MD National Jewish Medical and Research Center Denver CO; Cathy Alessi MD UCLA/Greater Los Angeles VA Healthcare System Sepulveda CA; Brian Boehlecke MD University of North Carolina Chapel Hill NC; Terry Brown DO St. Joseph Memorial Hospital Murphysboro IL; Jack Coleman MD Murfreesboro TN; Leah Friedman MA PhD Stanford University Stanford CA; Vishesh Kapur MD University of Washington Seattle WA; Judith Owens MD Rhode Island Hospital Providence RI; Jeffrey Pancer DDS Toronto Ontario Canada; Todd Swick MD Houston Sleep Center Houston TX
Financial Disclosures/Conflicts of Interest
This was not an industry supported study. Dr. Morgenthaler has received research support from Itamar Medical Ltd. and ResMed Research Foundation; and has received research equipment from Olympus. Dr. Alessi is a consultant for Prescription Solutions Inc. Dr. Coleman is a member of the Medical Advisory Board for Influent and is a consultant and speaker/instructor for Acclarent. Dr. Kapur has received research support from Pro-tech Services Inc.; and has received research equipment from Respironics. Dr. Owens has received research support from Eli Lilly Cephalon and Sepracor; is a consultant for Eli Lilly Cephalon Shire and Sanofi-Aventis; and has participated in speaking engagements supported by Eli Lilly Cephalon Sanofi-Aventis and Johnson & Johnson. Dr. Swick has received research support from Sanofi- Aventis Takeda Pharmaceuticals Merck Jazz Pharmaceuticals Pfizer Somaxon Astellas-Pharmaceuticals and Cephalon; and is on the speakers' bureau of GlaxoSmithKline Jazz Pharmaceuticals Sepracor Cephalon and Boehringer Ingelheim. Dr. Hirshkowitz has received research support from Sanofi-Aventis Takeda Merck GlaxoSmithKline Cephalon Sepracor Respironics ResMed and NBI; is on the speakers' bureau of Sanofi Takeda and Cephalon; is a consultant for Sanofi-Synthelabo Takeda and Cephalon; and has received research equipment from ResMed Respironics Sunrise Puritan Bennett Itamar Nasal Aire and Fisher-Paykel. Drs. Kapen Lee-Chiong Boehlecke Brown Friedman and Pancer have indicated no financial conflicts of interest.
Guideline Status
This is the current release of the guideline.
Guideline Availability
Electronic copies: Available in Portable Document Format (PDF) from the American Academy of Sleep Medicine (AASM) Web site.
Print copies: Available from the Standards of Practice Committee American Academy of Sleep Medicine One Westbrook Corporate Center Suite 920 Westchester IL 60154. Web site: www.aasmnet.org.
Availability of Companion Documents
The following is available:
- Veasey SC Guilleminault C Strohl KP Sanders MH Ballard RD Magalang UJ. Medical therapy for obstructive sleep apnea: a review by the Medical Therapy for Obstructive Sleep Apnea Task Force of the Standards of Practice Committee of the American Academy of Sleep Medicine. Sleep 2006 Aug;29(8):1036-44.
Electronic copies: Available in Portable Document Format (PDF) from the American Academy of Sleep Medicine Web site.
Print copies: Available from the Standards of Practice Committee American Academy of Sleep Medicine One Westbrook Corporate Center Suite 920 Westchester IL 60154. Web site: www.aasmnet.org.
Patient Resources
None available
NGC STATUS
This NGC summary was completed by ECRI on September 22 2006. This summary was updated by ECRI Institute on November 6 2007 following the U.S. Food and Drug Administration advisory on Provigil (modafinil) Tablets.
COPYRIGHT STATEMENT
This NGC summary is based on the original guideline which is subject to the guideline developer's copyright restrictions. Please contact the American Academy of Sleep Medicine (AASM) for information regarding reproduction of AASM guidelines.
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Tools
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Details
FDA Warning
- Category:
- Internal Medicine, Otolaryngology, Pulmonary Medicine, Sleep Medicine
- Conditions:
- Obstructive sleep apnea (OSA) including OSA related consequences:Excessive daytime sleepiness (EDS)Cognitive disturbancesDepressionHypertensionCardiovascular diseaseCerebrovascular diseaseObesity
- Published:
- 2006 Aug 1
- Endorsed by:
- American Academy of Sleep Medicine

